Compliance Assistant
Posted on :
07-02-2024
Employer Active
1 Vacancy
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Job Description
Req ID : 2505322
The Compliance Assistant Will Be Responsible For The Following
- Updating database(s) with CDD data and ensuring the data is accurate.
- AML / CDD checks on all new and appropriate existing client instructions.
- Processing new client file opening requests and re-verification of existing clients.
- Assist in client identification and sanctions screening processes utilising the Firm's AML/Sanctions processes and search tools.
- Escalation of high risk factors, drafting referrals and obtaining senior management approval in line with the firm's escalation process.
- Reviewing files on documentation provided to do an initial gap analysis to provide a swift response to the business.
Employment Type
Full Time
Company Industry
Department / Functional Area
Key Skills
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