Compliance Officer
Posted on :
13-01-2024
Employer Active
1 Vacancy
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Job Description
Req ID : 2450870
- Review and disposition of Sanctions screening alerts through effective investigation and adherence to policies, standards and procedures. Highlight concerns, trends and patterns to Compliance Manager.
- Coordinate with the business units in relation to resolution of alerts and client information.
- Handle Sanctions referrals as per the Bank’s policy, ensuring no breach of the applicable sanctions policies, standards and guidance.
- Assist Compliance Manager in their responsibility for complying with all relevant Laws, Rules, Regulations and Group policies related to Sanctions.
- Assist Compliance Manager in providing guidance, support and training to IBG Country Compliance, Compliance Operations and business colleagues on implementation of Sanctions policies and procedures.
- Provide effective support and maintain metrics as per internal procedures; prepare monthly and adhoc management reports.
- Identify and escalate areas requiring attention or strengthening and recommend changes and improvements in line with industry standards and applicable regulations.
- Record keeping
- All records of the unit must be kept in a confidential and secure state
- Adhere to record retention policy and the SOP guidelines
- Maintain effective working relationships with Business, Operations and other Compliance functions.
Employment Type
Full Time
Department / Functional Area
Key Skills
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