Senior Specialist
Posted on :
16-09-2024
Employer Active
1 Vacancy
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Job Description
- Responsible for supervising firms’ compliance with relevant rules and regulations and in their periodic impact/risk assessment, with support from the Director/Senior Manager/Manager.
- Responsible for the periodic risk assessment of firms, the drafting of the supervisory work plan, and the execution of the supervisory work plan, including the planning and executing of supervisory reviews and drafting and communication of recommendations, with support from the Director/Senior Manager/ Manager.
- Responsible for the ongoing analysis of prudential condition of the assigned institutions and their conduct of business and compliance with Financial Crime Prevention framework with support from the Director/Senior Manager/Manager.
- Responsible for/assist in taking prompt action against deficiencies and non-compliances identified including periodic follow-up to ensure timely resolution of deficiencies.
- Build relationships with regulated institutions and other stakeholders, both internal and external to FSRA/ADGM.
- Assist in implementing policies, rules and processes, including appropriate documentation for all assigned institutions.
- Deliver additional tasks that may be delegated from the Director/ Senior Manager Supervision.
- Liaise with other internal stakeholders such as Authorisation and/or other FSRA groups, as appropriate.
- Participate and deliver on projects that may be allocated thereto.
Employment Type
Full-time
Department / Functional Area
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