Lead the processing and evaluation of FSP applications in accordance with FSRA’s regulatory requirements, and operational performance standards.
Perform risk assessments to identify areas of supervisory concerns in relation to business models of applicants and develop mitigation plans accordingly.
Manage issues or complaints from market participants related to the authorisation process.
Assist in the planning and execution of strategic initiatives / projects within the Department.
Assist in managing and overseeing resources, work plan and budget within the Department.
Formulate and review regulatory policies, rules and processes pertaining to the authorisation of financial services firms to ensure they keep pace with industry and international developments.
Build and manage relationships with market participants / stakeholders and peer regulators (e.g. at IOSCO meetings, industry roundtables), to establish strong reputational influence and standing in those communities in order to achieve FSRA’s regulatory objectives.
Lead projects / work streams / reviews to enhance operational excellence, efficiency and effectiveness.
Liaise with the ADGM Markets Development team and participate in early applicant engagement.
Liaise with the Supervision Division to ensure a smooth and proper handover authorised firms to be supervised.
Deliver additional tasks that may be delegated from the Line Manager.
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