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1. Ethics & Compliance:
o Ensure the effectiveness of Alpha Data’s compliance program by designing, empowering, and overseeing its practical implementation and functioning.
o Develop, implement, and enforce comprehensive policies and controls, ensuring compliance with securities laws, publicly traded corporations regulations, governance standards, and global ethical business practices.
o Build an initial risk profile for Alpha Data based on its current business practices and risk appetite, and lead compliance reviews/audits, risk assessments .
o Manage conflicts of interest, and gifts & entertainment disclosures made by employees.
Full Time