Compliance Officer
Posted on :
17-04-2024
Employer Active
1 Vacancy
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Job Description
Req ID : 2724566
KEY RESPONSIBILITIES
• Participating in aspects of new account onboarding, from the review of investment guidelines to the coding of investment rules into the firm s compliance module
• Day to day guideline monitoring, including the approval of pre trade alerts
• Generating and interpreting the firm s post trade compliance report
• Completing client reporting and certifications
• Updating of restricted lists
• Advising the business with regards to FSRA regulatory requirements
• Risk assessments
• Assist with all aspects of the implementation of the GQG Partners Ltd Compliance program
• Interact directly with Compliance service provider in the ADGM
Employment Type
Full Time
Company Industry
Department / Functional Area
Key Skills
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