Compliance Assurance....
Compliance Assurance Senior Analyst
Posted on :
06-05-2024
Employer Active
1 Vacancy
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Job Description
Req ID : 2438424
- Perform assurance review and testing of processes within Group Compliance in order to evaluate the effectiveness of key controls from design and operating perspective
- Perform Conduct Assurance reviews to ensure high ethical standards of integrity, fair dealing, and best practices and delivery of fair customer outcomes and market integrity
- Perform review on Consumer Protection, ensuring that all requirements are met and any identified gaps that require remediated with corrective actions are identified
- Assist in the review on Code of Conducts
- Manage ABC mailbox
Employment Type
Full Time
Department / Functional Area
Key Skills
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