Review and disposition of Sanctions screening alerts through effective investigation and adherence to policies standards and procedures Highlight concerns trends and patterns to Compliance Manager
Coordinate with the business units in relation to resolution of alerts and client information
Handle Sanctions referrals as per the Banks policy ensuring no breach of the applicable sanctions policies standards and guidance
Assist Compliance Manager in their responsibility for complying with all relevant Laws Rules Regulations and Group policies related to Sanctions
Assist Compliance Manager in providing guidance support and training to IBG Country Compliance Compliance Operations and business colleagues on implementation of Sanctions policies and procedures
Provide effective support and maintain metrics as per internal procedures prepare monthly and adhoc management reports
Identify and escalate areas requiring attention or strengthening and recommend changes and improvements in line with industry standards and applicable regulations
Record keeping
All records of the unit must be kept in a confidential and secure state
Adhere to record retention policy and the SOP guidelines
Maintain effective working relationships with Business Operations and other Compliance functions
Assist in Compliance projects as and when required including effective deployment of system and procedural changes as required
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