Compliance Monitoring Officer
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موقع الوظيفة:
الراتب شهرياً:
تاريخ النشر:
نُشرت قبل 21 ساعة
عدد الوظائف الشاغرة:
1 عدد الوظائف الشاغرة
ملخص الوظيفة
We are a leading trading platform that is ambitiously expanding to the four corners of the globe. Our top-rated products have won prestigious industry awards for their cutting-edge technology and seamless client experience. We deliver only the best so we are always in search of the best people to join our ever-growing talented team.
We are seeking a Compliance Monitoring Analyst to join our Group Compliance Assurance and Monitoring team. The successful candidate will be responsible for ensuring that our firm complies with all its global regulatory requirements and Group Compliance Assurance and Monitoring team is responsible for monitoring and evaluating the adequacy and effectiveness of the Firms systems and internal controls mechanisms.
Key responsabilities
- Conducting second line compliance Assurance and Monitoring reviews to ensure that the firm is compliant with all applicable regulations policies and procedures.
- Assisting in the development and implementation of compliance policies and procedures.
- Conducting investigations and reviews of compliance issues and making recommendations for corrective action.
- Provide support in creating reports that detail findings to update management.
- Maintaining accurate records and files of all Compliance Assurance and Monitoring work.
- Both lead compliance projects and thematic reviews and support the existing team with co-ordinating ongoing assignments.
Requirments
- 2-5 years of experience within the financial services industry ideally in second line compliance testing and/or monitoring functions.
- Knowledge of the global regulatory framework particularly in relation to UK European and CySEC regulations.
- Excellent analytical skills and attention to detail.
- Strong written and verbal communication skills.
- Ability to work independently and as part of a team.
- Strong organisational and time management skills.
- A Bachelors degree in a relevant field such as law finance business or accounting is preferred but not essential.
What you will get in return:
Competitive Salary: We believe great work deserves great pay! Your skills and talents will be rewarded with a salary that makes you feel valued and motivated.
Work-Life Harmony: Join a company that genuinely cares about you -because your life outside of work matters just as much as your time on the clock.
Generous Time Off: Need a breather Our annual leave policy lets you recharge and enjoy life outside of work without a worry.
Employee Referral Program: Love working here Share the love! Bring your talented friends on board and get rewarded for growing our awesome team.
Comprehensive Health Benefits: Weve got your back with a medical insurance plan. Plus location-specific benefits and perks!
Workation Wonderland: Live your digital nomad dreams with 30 extra days to work remotely from anywhere in the world (some restrictions apply). Adventure awaits!
Volunteer Days: Make a difference! Take two additional paid days each year to support causes you care about and give back to the community.
Be a key player at the forefront of the digital assets movement propelling your career to new heights! Join a dynamic and rapidly expanding company that values and rewards talent initiative and creativity. Work alongside one of the most brilliant teams in the industry.
Required Experience:
Unclear Seniority
المهارات المطلوبة
- ادارة الالتزام
- إدارة المخاطر
- الخدمات المالية
- PCI
- الخدمات المصرفية
- Cost Accounting Standards
- Quality Systems
- Research Experience
- NIST Standards
- Securities Law
- قانون ساربينز أوكسلي
- ISO 27000
عن الشركة
Enjoy online trading like never before. With Capital.com’s app, you can discover investment opportunities on leading financial markets. Access the latest trading insights at the touch of a button, as well as in-depth educational features, comprehensive financial analysis and the day’s ... اعرض المزيد
