COMPLIANCE OFFICER

دبي - الإمارات

الراتب شهرياً: لم يكشف

تاريخ النشر: نُشرت قبل 2 ساعة

عدد الوظائف الشاغرة: 1 عدد الوظائف الشاغرة

سجل للتقديم

ملخص الوظيفة

FX COMPLIANCE OFFICER

Regulatory Compliance

Maintain current knowledge of FX regulations across operating jurisdictions (offshore and onshore markets)

Ensure compliance with AML/KYC requirements client onboarding procedures and due diligence protocols

Monitor regulatory developments and advise management on compliance implications

Prepare and submit regulatory filings and reports to relevant authorities

Risk Management & Monitoring

Develop implement and maintain compliance policies procedures and controls

Conduct regular compliance audits and risk assessments of trading operations

Monitor client trading activity for suspicious patterns market abuse or regulatory breaches

Review marketing materials and client communications for regulatory compliance

Training & Advisory

Provide compliance training to staff across all departments

Advise business units on regulatory requirements affecting operations and strategy

Serve as primary liaison with external auditors and regulatory authorities

Maintain compliance documentation and audit trails

Required Qualifications

Bachelors degree in Finance Law Business Administration or related field

Minimum 5 years of compliance experience in FX brokerage financial services or banking

Deep understanding of AML/CTF regulations KYC procedures and offshore regulatory frameworks

Essential Skills

Strong analytical and risk assessment capabilities

Excellent attention to detail and organizational skills

Effective communication and stakeholder management abilities

Proficiency with compliance management systems and monitoring tools

Ability to work independently in a fast-paced evolving environment

Key Competencies

Integrity and ethical judgment Problem-solving abilities Regulatory knowledge Adaptability to changing regulations Cross-functional collaboration

FX COMPLIANCE OFFICER Regulatory Compliance Maintain current knowledge of FX regulations across operating jurisdictions (offshore and onshore markets) Ensure compliance with AML/KYC requirements client onboarding procedures and due diligence protocols Monitor regulatory developments and advise manag...