Head of Compliance & MLRO - SCA (FAB Asset Management)
صاحب العمل نشط
حالة تأهب وظيفة
سيتم تحديثك بأحدث تنبيهات الوظائف عبر البريد الإلكتروني
شارك هذه الوظيفة
حالة تأهب وظيفة
سيتم تحديثك بأحدث تنبيهات الوظائف عبر البريد الإلكتروني
الوصف الوظيفي
JOB PURPOSE
Review and ensure that anti-money laundering (AML) Policies Procedures and controls cover all applicable laws and regulations with a particular focus on SCA regulatory scope. . Review the account opening documentation and client onboarding due diligence checks in accordance with KYC procedures and requirements. Update the AML manual according to the AML Module and Internal Rules. Design and deliver training for business and functional teams. Ensure sufficient review of applicable audit findings and the evaluation of the businesss corrective action plans .
KEY ACCOUNTABILITIES:
- Oversee AML and counter-terrorist financing (CTF) frameworks to protect FAB Asset Managements reputation and integrity.
- Ensure fulfilment of the regulatory compliance requirements
- Conduct quality testing identify process deficiencies enhance reporting and recommend corrective actions to meet regulatory and audit requirements.
- Review and collaborate with internal partners to respond appropriately to escalated matters
- Monitor & disseminate AML/compliance regulations and policy changes
- Manage a direct reporting line to the board and an administrative reporting line to the CEO .
- Regulatory reporting requirements
- Compliance systems (e.g .customer screening transaction screening AML monitoring)
- AML Policies Procedures and Controls.
Qualifications :
- Strong knowledge of AML/counter-terrorist financing (CIF) laws and Regulations compliance frameworks and risk management practices with a Certification from a recognized regulatory body .
- Robust understanding of legal and regulatory compliance
- Clear and concise written and verbal communication skills
- Good understanding of AML risk including higher risk Geographies Industries and products
- Proven ability to develop and implement AML and Compliance Policies Procedures and internal controls.
Remote Work :
No
Employment Type :
Full-time
نوع التوظيف
دوام كامل
