Market Surveillance
Posted on :
04-08-2022
Employer Active
1 Vacancy
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Job Description
Responsibilities:
• Effective management of regulatory and compliance matters in support of business objectives
• Ensure the AML policies and procedures are reviewed and up to date
• Assist in the preparation of MLRO reports as well as ad hoc reports
• Provide real time surveillance
• Prepare internal surveillance investigation reports on potential market misconduct
• CANDI ? maintain the operation of company announcements system used for regulatory disclosures
• Operates according to its regulatory and complication obligations including Data Protection
Employment Type
Full Time
Company Industry
Department / Functional Area
Marketing / Brand Management / Marketing Research / Digital Marketing
Key Skills
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