Deputy Regulatory Compliance Officer ADGM
ملخص الوظيفة
- Establish maintain and monitor a compliance framework to ensure that the firm meets all applicable ADGM and FSRA regulations including those under MIR GEN COBS PRU and the AML Rulebook.
- Review and advise on policies procedures controls and governance arrangements to ensure regulatory alignment and support a culture of compliance across the firm.
- Act as the principal point of contact with the FSRA for all compliance-related matters and lead the firms response to regulatory audits RFIs and inspections.
- Prepare and submit all necessary regulatory returns notifications and periodic reports as required under the rules and/or by the regulator.
- This is a Controlled Function that must be approved by the FSRA under GEN 5.4.1.
- The Deputy CO must be independent of business lines have sufficient authority resources and direct access to senior management and the board.
- The individual must meet the fit and proper requirements under GEN 5.5.1 and has personal liability for regulatory breaches in their areas of responsibility.
- 10 years of experience in regulatory and compliance roles within financial markets cryptocurrency exchanges and stock exchanges.
- Strong knowledge of risk and compliance frameworks with experience working alongside regulators. Familiarity with FSRA rules is a plus.
- Technical expertise in surveillance tools and related technologies.
Required Experience:
Unclear Seniority
عن الشركة
Binance is a blockchain ecosystem comprised of Exchange, Labs, Launchpad, Info, Academy, Trust Wallet, and Blockchain Charity Foundation (BCF). Binance Exchange is one of the fastest and most popular cryptocurrency exchange platforms in the world, capable of processing over 1.4 millio ... اعرض المزيد