Senior Associate - Compliance

• Ensure compliance with relevant laws, regulations, and guidelines set forth by regulatory authorities, particularly SCA.
• Collaborate with the Compliance team to develop, implement, and maintain compliance policies and procedures.
• Conduct regular compliance reviews and audits to identify and mitigate potential risks.
• Assist in drafting and updating compliance manuals, training materials, and other relevant documentation.
• Provide compliance guidance and support to internal stakeholders, including trading desks, portfolio managers, and senior management.
• Stay abreast of regulatory developments and industry best practices to ensure the company's compliance framework remains up-to-date.
• Assist in regulatory filings and submissions as required.
• Participate in regulatory inspections and audits as necessary.
• Contribute to the development and enhancement of compliance monitoring tools and systems.
• Act as a subject matter expert on compliance-related matters for the organization.
  

The Candidate

• CISI Certifications in Compliance is preferred (Not an absolute must) or Bachelor's degree in Law, Finance or Business Administration.
• Minimum of 5 years of experience in a compliance role within the financial services industry, preferably in a multi-asset investment firm.
• Must possess good knowledge of SCA rules and regulations.
• Fluency in Arabic and English is required.
• Strong understanding of UAE regulatory requirements and international compliance standards.
• Excellent analytical, problem-solving, and decision-making skills.
• Ability to work independently and collaboratively within a team environment.
• Exceptional communication and interpersonal skills.