- Maintain up-to-date knowledge of relevant regulations and laws in order to effectively manage compliance risks relating to the marketing of alternative funds and other financial products to potential investors.
- Liaise with clients to obtain required documentation for registration of funds with local regulators and coordinate submission of documents to or via local affiliate companies.
- Be the point of contact for client’s compliance queries as they relate to the requirements of marketing funds and other financial products.
- Review of marketing materials in line with regulatory requirements
- Review of potential investor classification documentation.
- Provide training to investor relations employees and respond to internal queries regarding company policies and procedures as they relate to compliant marketing of alternative funds and financial products.
- Assist in responding to requests from external parties on regulatory and compliance matters.
- Due diligence and KYC analysis of potential clients to be onboarded to the company.
- Assisting with review of client funds materials, performing conflicts analysis and summarising terms for internal records.
- Maintaining and/or monitoring relevant trackers to report on progress to Head of Compliance.
- Overseeing and training junior team members (this role will lead to team management).
YOU ARE
To be successful in this role you must have experience working in Fund Administration – registering funds and working with fund managers.
Requirements
- 2+ years of experience in asset management, fund administration or similar experience in the financial services industry
- Prior experience of interaction with Global Fund Managers
- Understanding typical investment strategies of private equity, real estate, private debt, infrastructure and venture capital funds
- Understanding investment strategies such as Private Equity/ Real Estate/ Private Debt/ Venture Capital Funds
- Good knowledge of alternative investment funds and familiarity with fund documentation
- Degree educated