Compliance Officer
شارك هذه الوظيفة
موقع الوظيفة:
الراتب شهرياً:
تاريخ النشر:
نُشرت قبل 8 ساعة
عدد الوظائف الشاغرة:
1 عدد الوظائف الشاغرة
ملخص الوظيفة
What we will offer
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We will offer you a place where you can be yourself and where there are no limits on what you can achieve. With us you can take ownership of your career and have honest conversations throughout. You would join an ambitious firm with a clear strategy for profitable growth where you can get early responsibility. Here you can expect a competitive and fair reward as well as recognition based on all round performance. This forms part of our internal promise to you The Deal between the firm and its employees.
Team Structure
The Business Acceptance (BA) team is a global team thus far operating out of the Firms London Singapore and Hong Kong offices. As the Firm has grown so has our need for on-the-ground support especially in the Middle East. We are therefore looking for a Compliance Officer to join our team based in Dubai.
The BA team is led by the Head of Business Acceptance based in London supported in the same office by an AML and Sanctions Manager four Senior Compliance Officers and 13 Compliance Officers. The teams in Hong Kong and Singapore consist of a Business Acceptance Manager a Senior Compliance Officer four Compliance Officers and a Compliance Assistant.
Main Responsibilities
The successful candidate will provide support in the completion of Business Acceptance tasks including but not limited to:
- Analysing conflict search results to identify potential regulatory and/or commercial conflicts utilising Intapp Open software and facilitating the resolution of these.
- Managing incoming requests for new client and new matter openings.
- Researching new clients for CDD purposes and advising fee-earners on obtaining the information and documentation required for this purpose.
- Implementing and maintaining information barriers.
- Conducting sanctions screening.
- Working closely with other business support functions including IT and Accounts.
- Assisting with the testing of software upgrades linked to the Business Acceptance team such as the upgrade of Intapp Open
In addition there will be a requirement to be available to support the Firms Saudi office in line with local working patterns. Please note that this position will have a working pattern of Sunday to Thursday.
Attributes/Skills Required
- Proven experience in a business acceptance role is essential preferably within a law firm environment.
- Solid demonstrable understanding of AML and conflicts rules applicable in all jurisdictions in which the firm operates.
- Pragmatic commercial and lateral thinking and creative problem-solving skills.
- Excellent written and verbal communication skills and the gravitas to support taking the lead in discussions with partners fee earners and support staff.
- A team-first can-do attitude and a commitment to doing what it takes to achieve results in a timely efficient manner
- Strong research skills and familiarity with widely used vendors such as Orbis Accuity and equivalents.
- Proven ability to work both independently and as part of a global team.
- Experience of using Intapp Open and Walls.
- Ability to work under time pressure and prioritise effectively to meet multiple deadlines.
- A desire to build on existing knowledge and proactively contribute to changes in team processes and procedures
About the Firm
Stephenson Harwood is an international law firm and were committed to creating positive partnerships with our clients. We represent listed and private companies institutions and individuals building lasting relationships to help them succeed in a complex and ever-changing world.
Our focus is on five core sectors: Energy Transition Life Sciences and Healthcare Private Capital and Funds Technology and Transportation and Trade.
With more than 1500 people including 220 partners across ten offices in Europe the Middle East and Asia we combine deep legal capabilities and broad commercial expertise. We have also forged close ties with high quality law firms around the world blending local knowledge with global savvy for clients in over 100 countries.
We understand the power of diversity in delivering that high calibre advice to our clients. We want to attract diverse talent and we particularly encourage applications from underrepresented demographics.
- 220 PARTNERS
- 10 OFFICES
- 45 LANGUAGES SPOKEN BY OUR PEOPLE
Offices in Al Khobar Athens Dubai Hong Kong London Paris Riyadh Seoul Shanghai Singapore and associated office in Guangzhou
Our brand strengths:
GO FAR GO TOGETHER
EXPERTS IN MORE THAN LAW
CAN DO PERSONALITIES
ALWAYS READY
Required Experience:
Unclear Seniority
المهارات المطلوبة
- ادارة الالتزام
- إدارة المخاطر
- الخدمات المالية
- PCI
- الخدمات المصرفية
- Cost Accounting Standards
- Quality Systems
- Research Experience
- NIST Standards
- Securities Law
- قانون ساربينز أوكسلي
- ISO 27000
عن الشركة
Stephenson Harwood is a law firm with over 1300 people worldwide, including more than 200 partners. Our people are committed to achieving the goals of our clients - listed and private companies, institutions and individuals.
