COMPLIANCE OFFICER
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Job Summary
FX COMPLIANCE OFFICER
Regulatory Compliance
Maintain current knowledge of FX regulations across operating jurisdictions (offshore and onshore markets)
Ensure compliance with AML/KYC requirements client onboarding procedures and due diligence protocols
Monitor regulatory developments and advise management on compliance implications
Prepare and submit regulatory filings and reports to relevant authorities
Risk Management & Monitoring
Develop implement and maintain compliance policies procedures and controls
Conduct regular compliance audits and risk assessments of trading operations
Monitor client trading activity for suspicious patterns market abuse or regulatory breaches
Review marketing materials and client communications for regulatory compliance
Training & Advisory
Provide compliance training to staff across all departments
Advise business units on regulatory requirements affecting operations and strategy
Serve as primary liaison with external auditors and regulatory authorities
Maintain compliance documentation and audit trails
Required Qualifications
Bachelors degree in Finance Law Business Administration or related field
Minimum 5 years of compliance experience in FX brokerage financial services or banking
Deep understanding of AML/CTF regulations KYC procedures and offshore regulatory frameworks
Essential Skills
Strong analytical and risk assessment capabilities
Excellent attention to detail and organizational skills
Effective communication and stakeholder management abilities
Proficiency with compliance management systems and monitoring tools
Ability to work independently in a fast-paced evolving environment
Key Competencies
Integrity and ethical judgment Problem-solving abilities Regulatory knowledge Adaptability to changing regulations Cross-functional collaboration
Key Skills
- Compliance Management
- Risk Management
- Financial Services
- PCI
- Banking
- Cost Accounting Standards
- Quality Systems
- Research Experience
- NIST Standards
- Securities Law
- SOX
- ISO 27000
