Manager - Compliance & AML

Black & Grey HR is hiring for a client who operates a Multilateral Trading Platform in the UAE. Our client is looking to hire a Compliance & AML Manager who will be responsible foroperational processes and procedures using compliance/AML screening system and transaction monitoring system to ensure that the companycomplies with FSRA standard regulations

- Understand and implement all regulatory policies and procedures and ensure that any updates or amendment are communicated to the team

- Responsibility of designing and undertaking risk-based reviews to ensure compliance with regulations and identify areas of regulatory risk, control failures and regulatory breaches

- Escalate regulatory issues to Chief Compliance Officer

- Manage and guide other team members on operational risk evaluation and projects

- Provide constant guidance on regulatory issues to the business and lead at an early stage a risk evaluation

- Work extensively with compliance team to comply with Anti Money Launderingprocedures and specific responsibility for assisting the MLRO

Requirements

- At least 5 years’ experience of working within compliance and regulation preferably within electronic trading, banking, exchanges, clearing houses etc

- Strong leadership skill with excellent knowledge of FSRA rules and regulations

- Good knowledge of Market Abuse Directives and AML/ KYC/ KYT guidelines

- Good understanding of how central limit order books and exchanges and clearing houses operate

- Good understanding of trade execution and post trade operational processes

- Understanding of the functionality relating to multiple asset classes including digital assets, securities, commodities, financial futures, and options

- Working knowledge of wider international regulatory regimes

Benefits

- Attractive Salary & Benefits

- At least 5 years’ experience of working within compliance and regulation preferably within electronic trading, banking, exchanges, clearing houses etc - Strong leadership skill with excellent knowledge of FSRA rules and regulations - Good knowledge of Market Abuse Directives and AML/ KYC/ KYT guidelines - Good understanding of how central limit order books and exchanges and clearing houses operate - Good understanding of trade execution and post trade operational processes - Understanding of the functionality relating to multiple asset classes including digital assets, securities, commodities, financial futures, and options - Working knowledge of wider international regulatory regimes