Compliance Manager

EXPERIENCE:

• 68 years of working with any reputed exchange houses in UAE.

JOB RESPONSIBILITIES:

• Design an appropriate AML/CFT compliance program for the Management to remain
• compliant with applicable AML/CFT Laws Regulations Notices the Standards and
• International best practice at all times.
• Establish and maintain appropriate AML/CFT policies procedures processes and controls.
• Ensure daytoday compliance of the business against internal AML/CFT policies and
• procedures.
• Act as the key contact point regarding all AML/CFT related matters/ queries from the Central
• Bank and any other competent authorities.
• Receive suspicious transaction alerts from employees and analyze them to take appropriate
• decisions to report all suspicious cases to the FIU.
• Ongoing monitoring of transactions to identify highrisk unusual and suspicious
• Customers/transactions on regular basis.
• Submit Suspicious Transaction Reports to the FIU in a timely manner.
• Cooperate with and provide the FIU with all information it requires for fulfilling their
• obligations.
• Develop and execute AML/CFT training programs considering all relevant risks of ML/FT and
• financing illicit organizations including the ways/means for addressing them.
• Provide necessary reports to the Board of Directors on all AML/CFT issues on a monthly &
• quarterly basis.
• Conduct regular gap analysis between Companys existing AML/CFT Procedures and
• current Laws Regulations Notices and the Standards of the UAE in order to determine the
• extent of the level of compliance within the company and propose actions required to
• address gaps.
• Prepare SemiAnnual MLRO and BiAnnual Compliance Reports.
• Follow up with compliance team for carrying out Online Audit quarterly to ensure
• that all the financial activities carried out are in line with AML/CFT Rules and Regulations of
• Central Bank of UAE.
• Reviewing and approving the different services agreements of local and global agents.
• Keep track on changes in Legal and Central Bank requirements and updating the same in
• compliance manual on timely manner.

Remote Work :

No