Compliance Intern

Client Onboarding & Management: Assist in customer onboarding & verification process, including documentation collection and validation to ensure compliance with AML rules and regulations (internal as well as for client).

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Provide ongoing support to Compliance Team with respect to client reporting (internal) to include updates to project tracker, client register, etc.

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Preparation of first draft of basic compliance and AML manuals under the guidance of the seniors.

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Assisting in preparation of compliance training materials

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Research on Regulatory & Compliance Matters and assist in drafting factsheets, articles, whitepapers and presentations

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Work on defined projects and perform other duties and responsibilities as assigned by the Manager.

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Work on process improvement initiatives to include:

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Updating and maintaining templates and registers utilized by the Compliance team.

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Assisting with report sheets and other documentation required for Compliance reports for executive meetings, board meetings.

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Assisting with the submission of required statutory filings.