Head of Reporting and Governance

What We Look For In You

• 15+ years of experience in the financial services industry with significant knowledge in compliance, regulatory matters, and/or direct related exam experience.
• Holds a Masters in Law or Juris Doctorate (JD) with prior experience interacting with regulators or examiners (e.g., OCC, FRB, FDIC, SEC/FINRA, etc.)
• Experience and knowledge of relevant laws and requirements (AML/CFT, sanctions, ethics conflicts of interest, and privacy) and managing regulatory engagements.
• Significant experience in risk management, compliance, strategy, transformation, audit, and/or project management within the financial services industry.
• Strong leadership and people management skills.
• Excellent interpersonal, leadership, organizational, negotiation, and communication skills.
• Demonstrate the judgment and ability to closely partner with and advise business and technology leaders (and other stakeholders) on regulatory interactions and expectations.
• Ability to learn new products, services, businesses while supporting them.
• Strong analytical skills, solid judgment, and the ability to evaluate complex business issues.
• Ability to manage multiple workstreams involving different partners and groups.
• Ability to develop a mentoring, inclusive culture for both experienced team members and junior staff.