Chief Compliance Officer

Black & Grey HR is hiring for a client who operates a Multilateral Trading Platform in the UAE. Our client is looking to hire a Chief Compliance Officer who will be responsible formonitors, oversees, and managing compliance issues and matters within their organization.

- Overall responsibility for the relationship with FSRA and other regulators

- Informing, educating, and training employees on matters that are associated with regulations

- Preparing appropriate compliance reports with regulatory agencies

- Ensuring and verifying that all regulatory policies and procedures have been documented, implemented, and communicated

- Conducting and overseeing internal reviews or audits periodically to ensure that compliance procedures are followed

- Evaluating business activities trading operations and assess compliance risk

- Lead the team responsible for monitoring and investigating compliance with applicable regulations and overseeing market supervision

- Designing and undertaking risk-based reviews to ensure compliance with regulations and identify areas of regulatory risk, control failures and regulatory breaches

- Work with senior management team and the Board to address key regulatory issues

- Provide guidance on regulatory issues to the business and assist at an early stage in product design and risk evaluation

- Supervision of Anti Money Laundering procedures and specific responsibility for acting as or supervising the AML.

Requirements

- Excellent interpersonal, communication andorganizational skill

- Extensive experience in risk management

- Sound knowledge of legal requirements and controls such as Anti-Money Laundering

- Working knowledge of FSRA rules and regulations; Market Abuse Directives add AML/ KYC/ KYT guidelines

- Good understanding of how central limit order books and exchanges and clearing houses operate

- Good understanding of trade execution and post trade operational processes

- Understanding of the functionality relating to multiple asset classes including digital assets, securities, commodities, financial futures and options

- Knowledge of forthcoming regulatory changes and their impact on exchanges

- Strong ability to analyze, interpret and report in a clear, concise manner

- Working knowledge of wider international regulatory regime

Benefits

- Attractive Salary & Benefits

- Excellent interpersonal, communication and organizational skill - Extensive experience in risk management - Sound knowledge of legal requirements and controls such as Anti-Money Laundering - Working knowledge of FSRA rules and regulations; Market Abuse Directives add AML/ KYC/ KYT guidelines - Good understanding of how central limit order books and exchanges and clearing houses operate - Good understanding of trade execution and post trade operational processes - Understanding of the functionality relating to multiple asset classes including digital assets, securities, commodities, financial futures and options - Knowledge of forthcoming regulatory changes and their impact on exchanges - Strong ability to analyze, interpret and report in a clear, concise manner - Working knowledge of wider international regulatory regime